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AH

Alexander V. Hubartt

DOEREN MAYHEW CAPITAL ADVISORS
Houston, TX 77092
Some features on this profile are disabled
CRD#: 7397891
AH

Professional summary

Alexander Vincent Hubartt is a registered financial professional currently at DOEREN MAYHEW CAPITAL ADVISORS, LLC located in Houston, Texas.

Alexander is registered as a RR (Registered Representative) and started their career in finance in 2021. Alexander has worked at 3 firms and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alexander Vincent Hubartt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 19, 2025 - Present

DOEREN MAYHEW CAPITAL ADVISORS, LLC

Office #1: 2600 North Loop West, Suite 600, Houston, TX 77092
BD
CRD#: 288269
Houston, TX
Past

May 25, 2022 - July 18, 2023

SOLOMON PARTNERS SECURITIES, LLC

BD
CRD#: 28041
Chicago, IL
Past

July 12, 2021 - May 25, 2022

LINCOLN INTERNATIONAL LLC

BD
CRD#: 42045
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(9/19/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 7/19/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 7/12/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/26/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

DM
DOEREN MAYHEW CAPITAL ADVISORS, LLC
DOEREN MAYHEW CAPITAL ADVISORS, LLC

CRD#: 288269 / SEC#: , 8-69931

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
2600 North Loop West, Suite 600, Houston, TX 77092
Mailing Address
2600 North Loop West, Suite 600, Houston, TX 77092
Phone number
(713) 789-7077
Established
Michigan since 01/25/2017
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DMCA HOLDINGS, LLCOWNER
ANSCHUETZ, CHAD MICHAELBOARD MEMBER4640286
BEAMISH, RICHARD J. MR.BOARD MEMBER6670343
MAILHES, JENNIFER ROY MSBOARD MEMBER/CHIEF COMPLIANCE OFFICER/CEO6544474
PARTRIDGE, AARON MICHAELBOARD MEMBER7996870

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DOEREN MAYHEW CAPITAL ADVISORS, LLC

CRD#: 288269Houston, TX 77092

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