Brady Gingrich

ALTRIUS CAPITAL MANAGEMENT

Portland, ME

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CRD#: 7397493

Professional summary

Brady Gingrich is a registered financial advisor currently at ALTRIUS CAPITAL MANAGEMENT, INC. located in Portland, Maine.

Brady is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Brady has worked at 2 firms and has passed the Series 65, Series 63, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brady Gingrich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 24, 2025 - Present

ALTRIUS CAPITAL MANAGEMENT, INC.

RIA

CRD#: 121529

Portland, ME

Past

July 30, 2021 - February 16, 2024

WELLS FARGO SECURITIES, LLC

CRD#: 126292

New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALTRIUS CAPITAL MANAGEMENT, INC.

ALTRIUS CAPITAL MANAGEMENT, INC. | JMR FINANCIAL GROUP, INC.

CRD#: 121529 / SEC#: 801-63153

RIA

Registered Investment Advisory firm - (5/27/2004 Approved)

Florida

Registered Investment Advisory firm - (6/2/2004 Terminated)

North Carolina

Registered Investment Advisory firm - (6/2/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(7/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/23/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/23/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 7/30/2021

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 5/24/2021

Securities Industry Essentials Examination

Current Firm

ALTRIUS CAPITAL MANAGEMENT, INC.

ALTRIUS CAPITAL MANAGEMENT, INC. | JMR FINANCIAL GROUP, INC.

CRD#: 121529 / SEC#: 801-63153

RIA

Registered Investment Advisory firm - (5/27/2004 Approved)

Florida

Registered Investment Advisory firm - (6/2/2004 Terminated)

North Carolina

Registered Investment Advisory firm - (6/2/2004 Terminated)

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Contact information

Main Address

39555 Orchard Hill Pl Suite 600, Novi, MI 48375

Mailing Address

Phone number

(252) 638-7598

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALTRIUS CAPITAL MANAGEMENT, INC. ADV BROCHURE (7/21/2025)

Regulatory assets under management

Total Number of Accounts	1,342
AUM (Assets Under Management)	$ 626,765,786

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brady Gingrich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brady Gingrich's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALTRIUS CAPITAL MANAGEMENT, INC.

WELLS FARGO SECURITIES, LLC

Primary Firm SEC Registration

ALTRIUS CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/23/2025

Series 63

Date: 7/23/2021

Series 79TO

Date: 7/30/2021

SIE

Date: 5/24/2021

Current Firm

ALTRIUS CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALTRIUS CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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