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AM

Alfonso Mcafee

SOGOTRADE
Atlanta, GA
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CRD#: 7397469
AM

Professional summary


Alfonso Mcafee is a registered financial professional currently at SOGOTRADE, INC. located in Atlanta, Georgia.

Alfonso is registered as a RR (Registered Representative) and started their career in finance in 2021. Alfonso has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MANAGEMENT/OPERATIONS OF INVESTMENT-RELATED PRODUCTS

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Alfonso Mcafee's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 27, 2025 - Present

SOGOTRADE, INC.

BD
CRD#: 17912
Atlanta, GA
Past

August 25, 2023 - July 23, 2025

THE STRATEGIC FINANCIAL ALLIANCE, INC.

RIA
CRD#: 126514
ATLANTA, GA
Past

August 22, 2023 - July 23, 2025

THE STRATEGIC FINANCIAL ALLIANCE, INC.

BD
CRD#: 126514
ATLANTA, GA
Past

December 8, 2022 - July 31, 2023

PFS INVESTMENTS INC.

RIA
CRD#: 10111
DULUTH, GA
Past

December 6, 2022 - July 31, 2023

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA
Past

October 12, 2021 - November 29, 2022

MORGAN STANLEY

RIA
CRD#: 149777
Alpharetta, GA
Past

August 30, 2021 - November 29, 2022

MORGAN STANLEY

BD
CRD#: 149777
Alpharetta, GA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(10/27/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 10/11/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/30/2021
General Securities Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/19/2022
General Securities Principal Examination
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


SI
SOGOTRADE, INC.
COASTAL INVESTMENTS ASSOCIATES LTD. | WANG INVESTMENTS | WANG INVESTMENT ASSOCIATES, INC. | SOGOTRADE, INC. | SOGOTRADE | COASTAL INVESTMENTS ASSOCIATES, LTD.

CRD#: 17912 / SEC#: , 8-35930

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
1 Mcbride And Son Center Drive Suite 288, Chesterfield, MO 63005
Mailing Address
1 Mcbride And Son Center Drive Suite 288, Chesterfield, MO 63005
Phone number
(646) 885-6486
Established
Delaware since 12/16/2010
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SOGO FINANCIAL MANAGEMENT, LLCSHAREHOLDER
CONNOR, RICHARD BRIANCHIEF OPERATIONS OFFICER2364764
FRIEDMAN, TIMOTHY NATHANCHIEF AML OFFICER1967603
MANDERS, PATRICKCHIEF COMPLIANCE OFFICER6658729
SAKOL, DANIEL SCOTTFINOP2813237
WALLACE, KRISTOPHER ALEXANDERCHIEF EXECUTIVE OFFICER2363185

Disclosures


Regulatory Event7
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SOGOTRADE, INC.

CRD#: 17912Atlanta, GA

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