Laura A. Lawson
Professional summary
Laura Alejandra Lawson, who also goes by Laura Velez Lawson, is a registered financial professional currently at TD SECURITIES (USA) LLC located in Lake Mary, Florida.
Laura is registered as a RR (Registered Representative) and started their career in finance in 2022. Laura has worked at 3 firms and has passed the Series 99TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Laura Alejandra Lawson's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 10, 2024 - Present
TD SECURITIES (USA) LLC
Office #1: 400 Colonial Center Parkway Suite 300, Lake Mary, FL 32746July 25, 2023 - December 10, 2024
COWEN AND COMPANY
March 21, 2022 - July 26, 2023
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 3/19/2022
Operations Professional ExaminationFINRA
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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