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EC

Emily A. Clarke

NATIXIS DISTRIBUTION
Boston, MA 02199-8197
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CRD#: 7397079
EC

Professional summary


Emily Atwill Clarke, who also goes by Emily Clarke, is a registered financial professional currently at NATIXIS DISTRIBUTION, LLC located in Boston, Massachusetts.

Emily is registered as a RR (Registered Representative) and started their career in finance in 2021. Emily has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Emily Clarke

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Emily Atwill Clarke's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 19, 2025 - Present

NATIXIS DISTRIBUTION, LLC

Office #1: 888 Boylston Street Suite 800, Boston, MA 02199-8197
BD
CRD#: 34754
Boston, MA
Past

September 27, 2021 - May 6, 2025

FIDELITY DISTRIBUTORS COMPANY LLC

BD
CRD#: 17507
SMITHFIELD, RI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/19/2025)
RR
Alaska
(5/19/2025)
RR
Arizona
(5/19/2025)
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Arkansas
(5/19/2025)
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California
(5/19/2025)
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Colorado
(5/19/2025)
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Connecticut
(5/19/2025)
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Delaware
(5/19/2025)
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District of Columbia
(5/19/2025)
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Florida
(5/19/2025)
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Georgia
(5/19/2025)
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Hawaii
(5/19/2025)
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Idaho
(5/19/2025)
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Illinois
(5/19/2025)
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Indiana
(5/19/2025)
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Iowa
(5/19/2025)
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Kansas
(5/19/2025)
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Kentucky
(5/19/2025)
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Louisiana
(5/19/2025)
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Maine
(5/19/2025)
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Maryland
(5/19/2025)
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Massachusetts
(5/19/2025)
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Michigan
(5/19/2025)
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Minnesota
(5/19/2025)
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Mississippi
(5/19/2025)
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Missouri
(5/19/2025)
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Montana
(5/19/2025)
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Nebraska
(5/19/2025)
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Nevada
(5/19/2025)
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New Hampshire
(5/19/2025)
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New Jersey
(5/19/2025)
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New Mexico
(5/19/2025)
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New York
(5/19/2025)
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North Carolina
(5/19/2025)
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North Dakota
(5/19/2025)
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Ohio
(5/19/2025)
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Oklahoma
(5/19/2025)
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Oregon
(5/19/2025)
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Pennsylvania
(5/19/2025)
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Puerto Rico
(5/19/2025)
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Rhode Island
(5/19/2025)
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South Carolina
(5/19/2025)
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South Dakota
(5/19/2025)
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Tennessee
(5/19/2025)
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Texas
(5/19/2025)
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Utah
(5/19/2025)
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Vermont
(5/19/2025)
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Virgin Islands
(5/19/2025)
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Virginia
(5/19/2025)
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Washington
(5/19/2025)
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West Virginia
(5/19/2025)
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Wisconsin
(5/19/2025)
RR
Wyoming
(5/19/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 8/20/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/25/2021
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


ND
NATIXIS DISTRIBUTION, LLC
CDC IXIS ASSET MANAGEMENT DISTRIBUTORS, L.P. | TNE INVESTMENT SERVICES, L.P. | NVEST FUNDS DISTRIBUTOR, L.P. | NGAM DISTRIBUTION, L.P. | NEW ENGLAND FUNDS, L.P. | NATIXIS DISTRIBUTORS, L.P. | NATIXIS DISTRIBUTION, LLC | NATIXIS DISTRIBUTION, L.P. | IXIS ASSET MANAGEMENT DISTRIBUTORS, L.P.

CRD#: 34754 / SEC#: , 8-46325

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
888 Boylston Street Suite 800, Boston, MA 02199-8197
Mailing Address
888 Boylston Street Suite 800, Boston, MA 02199-8197
Phone number
(617) 449-2828
Established
Delaware since 07/23/1993
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
NATIXIS INVESTMENT MANAGERS, LLCSOLE MEMBER
GIUNTA, DAVID LAWRENCEPRESIDENT, CHIEF EXECUTIVE OFFICER2290469
LOUREIRO, ANTHONY DAVIDCHIEF COMPLIANCE OFFICER2087464
PINASMITH, BEATRIZ ANAEXECUTIVE VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER2220599
ROSH, MARILYN VINTONSENIOR VICE PRESIDENT, PRINCIPAL OPERATIONS OFFICER4206001
TOBIN, SUSAN MCWHANEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL4649471

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NATIXIS DISTRIBUTION, LLC

CRD#: 34754Boston, MA 02199-8197

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