Maxwell T. Puzzo

FIRST PACIFIC FINANCIAL

VANCOUVER, WA 98660

Some features on this profile are disabled

CRD#: 7396826

Professional summary

Maxwell Thomas Puzzo is a registered financial advisor currently at FIRST PACIFIC FINANCIAL, INC. located in Vancouver, Washington.

Maxwell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Maxwell has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maxwell Thomas Puzzo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2026 - Present

FIRST PACIFIC FINANCIAL, INC.

Office #1: 610 Esther Street Suite 100, Vancouver, WA 98660

RIA

CRD#: 284736

VANCOUVER, WA

Past

April 12, 2022 - January 16, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

BEAVERTON, OR

Past

February 7, 2022 - January 16, 2026

LPL FINANCIAL LLC

CRD#: 6413

BEAVERTON, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST PACIFIC FINANCIAL, INC.

FIRST PACIFIC FINANCIAL | TODD R.E. STRYKER, CFP, INC. | FIRST PACIFIC FINANCIAL, INC.

CRD#: 284736 / SEC#: 801-108251

RIA

Registered Investment Advisory firm - (8/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(2/22/2026)

IAR

Texas
(2/22/2026)

IAR

Washington
(2/22/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/11/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/5/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/28/2021

Securities Industry Essentials Examination

Current Firm

FIRST PACIFIC FINANCIAL, INC.

FIRST PACIFIC FINANCIAL | TODD R.E. STRYKER, CFP, INC. | FIRST PACIFIC FINANCIAL, INC.

CRD#: 284736 / SEC#: 801-108251

RIA

Registered Investment Advisory firm - (8/17/2016 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

610 Esther Street Suite 100, Vancouver, WA 98660

Mailing Address

Phone number

(360) 254-2585

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR FIRST PACIFIC FINANCIAL (6/18/2025)

Regulatory assets under management

Total Number of Accounts	3,785
AUM (Assets Under Management)	$ 1,512,115,778

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Viengsavanh Bounnam

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Devlin Carothers

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Gregory Bowen

MARINER WEALTH

IAR

Portland, OR

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Maxwell T. Puzzo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maxwell Thomas Puzzo's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST PACIFIC FINANCIAL, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

FIRST PACIFIC FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/11/2022

Series 7TO

Date: 2/5/2022

SIE

Date: 10/28/2021

Current Firm

FIRST PACIFIC FINANCIAL, INC.

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST PACIFIC FINANCIAL, INC.

TRUST BUT VERIFY

Similar Advisors