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SK

Shiza Khan

WESTMOUNT PARTNERS
Los Angeles, CA 90067
Some features on this profile are disabled
CRD#: 7396672
SK

Professional summary

Shiza Khan is a registered financial advisor currently at WESTMOUNT PARTNERS, LLC located in Los Angeles, California.

Shiza is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Shiza has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shiza Khan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 30, 2023 - Present

WESTMOUNT PARTNERS, LLC

Office #1: 2049 Century Park East Suite 2500, Los Angeles, CA 90067
RIA
CRD#: 158857
Los Angeles, CA
Past

November 1, 2022 - June 8, 2023

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
BEVERLY HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WP
WESTMOUNT PARTNERS, LLC
WESTMOUNT ASSET MANAGEMENT, LLC | WESTMOUNT PARTNERS, LLC

CRD#: 158857 / SEC#: 801-72739

RIA
Registered Investment Advisory firm - (10/19/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(10/30/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/17/2023
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/31/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/19/2021
Securities Industry Essentials Examination

Current Firm

WP
WESTMOUNT PARTNERS, LLC
WESTMOUNT ASSET MANAGEMENT, LLC | WESTMOUNT PARTNERS, LLC

CRD#: 158857 / SEC#: 801-72739

RIA
Registered Investment Advisory firm - (10/19/2011 Approved)
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Contact information

Main Address
2049 Century Park East Suite 2500, Los Angeles, CA 90067
Mailing Address
Phone number
(310) 556-2502
Established
Firm type
Fiscal year end
# of Employees
39

SEC notice filing (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WESTMOUNT PARTNERS, LLC FORM ADV PART 2A - MARCH 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts4,595
AUM (Assets Under Management)$ 5,202,679,011

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WESTMOUNT PARTNERS, LLC

CRD#: 158857Los Angeles, CA 90067

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