Jerald G. Oliver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerald Gordon Oliver Jr, who also goes by Jerald Gordon Oliver, was a registered financial professional .
Jerald is a previously registered financial professional and started their career in finance in 2022. Jerald had worked at 1 firm and has passed the Series 63, Series 82TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2022 - August 1, 2022
SEQUENCE FINANCIAL SPECIALISTS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 1/8/2022
Limited Representative-Private Securities OfferingsCurrent Firm
SEQUENCE FINANCIAL SPECIALISTS LLC
CRD#: 132915 / SEC#: , 8-66657
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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