CC
Ciana R. Curran
COHEN & COMPANY SECURITIES
New York, NY 10019
Some features on this profile are disabled
CRD#: 7396436
CC
Professional summary
Ciana Rose Curran is a registered financial professional currently at COHEN & COMPANY SECURITIES, LLC located in New York, New York.
Ciana is registered as a RR (Registered Representative) and started their career in finance in 2021. Ciana has worked at 2 firms and has passed the Series 63, Series 79TO, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Ciana Rose Curran's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 7, 2022 - Present
COHEN & COMPANY SECURITIES, LLC
Office #1: 3 Columbus Circle 24th Floor, New York, NY 10019BD
CRD#: 149758
New York, NY
Past
July 12, 2021 - January 26, 2022
MUFG SECURITIES AMERICAS INC.
BD
CRD#: 19685
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/7/2022)
RR
Alaska(2/7/2022)
RR
Arizona(2/7/2022)
RR
Arkansas(2/7/2022)
RR
California(2/7/2022)
RR
Colorado(2/7/2022)
RR
Connecticut(2/7/2022)
RR
Delaware(2/7/2022)
RR
District of Columbia(2/7/2022)
RR
Florida(2/7/2022)
RR
Georgia(2/7/2022)
RR
Hawaii(2/7/2022)
RR
Idaho(2/7/2022)
RR
Illinois(2/7/2022)
RR
Indiana(2/7/2022)
RR
Iowa(2/7/2022)
RR
Kansas(2/7/2022)
RR
Kentucky(2/7/2022)
RR
Louisiana(2/7/2022)
RR
Maine(2/7/2022)
RR
Maryland(2/7/2022)
RR
Massachusetts(2/7/2022)
RR
Michigan(2/7/2022)
RR
Minnesota(2/7/2022)
RR
Mississippi(2/7/2022)
RR
Missouri(2/7/2022)
RR
Montana(2/7/2022)
RR
Nebraska(2/7/2022)
RR
Nevada(2/7/2022)
RR
New Hampshire(2/7/2022)
RR
New Jersey(2/7/2022)
RR
New Mexico(2/7/2022)
RR
New York(2/7/2022)
RR
North Carolina(2/7/2022)
RR
North Dakota(2/7/2022)
RR
Ohio(2/7/2022)
RR
Oklahoma(2/7/2022)
RR
Oregon(2/7/2022)
RR
Pennsylvania(2/7/2022)
RR
Puerto Rico(2/7/2022)
RR
Rhode Island(2/7/2022)
RR
South Carolina(2/7/2022)
RR
South Dakota(2/7/2022)
RR
Tennessee(2/7/2022)
RR
Texas(2/7/2022)
RR
Utah(2/7/2022)
RR
Vermont(2/7/2022)
RR
Virgin Islands(2/7/2022)
RR
Virginia(2/7/2022)
RR
Washington(2/7/2022)
RR
West Virginia(2/7/2022)
RR
Wisconsin(2/7/2022)
RR
Wyoming(2/7/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 7/17/2021
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 7/10/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
C&
COHEN & COMPANY SECURITIES, LLC
C & CO/PRINCERIDGE GROUP LLC | VINSONFORBES & CO. LLC | THE PRINCERIDGE GROUP LLC | J.V.B. FINANCIAL GROUP, LLC | COHEN & COMPANY SECURITIES, LLC | C & CO/PRINCERIDGE LLC
CRD#: 149758 / SEC#: , 8-68186
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3 Columbus Circle 24th Floor, New York, NY 10019
Mailing Address
3 Columbus Circle 24th Floor, New York, NY 10019
Phone number
(646) 792-5600
Established
Delaware since 12/05/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
