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FG

Frank Guida

A BETTER WAY FINANCIAL
Allentown, PA 18109
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CRD#: 7396287
FG

Professional summary


Frank Guida JR, who also goes by Frank Guida, Frankie Guida, Frank Jr Guida, is a registered financial advisor currently at A BETTER WAY FINANCIAL, LLC located in Allentown, Pennsylvania.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Frank has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Frank Guida | Frankie Guida | Frank Jr Guida

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ABWI, LLC; Investment Related; Allentown, PA, Fixed Insurance sales, Insurance Agent, Approximately 80 hours spent per month; Approximately 4 hours spent during securities trading hours; started 06/2021. RADIO SHOW HOST - 1/2024 - 2 hrs/mo non trading - discusses financial topics AUTHOR OF BOOKS AND ARTICLES - 2 hrs/mo non trading

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Frank Guida JR's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 17, 2021 - Present

A BETTER WAY FINANCIAL, LLC

Office #1: 6357 Airport Road, Allentown, PA 18109
RIA
CRD#: 304914
Allentown, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(6/17/2021)

Exams


State Security Law Exam
IAR
Series 65
Date: 1/20/2021
Uniform Investment Adviser Law Examination

Current Firm


AB
A BETTER WAY FINANCIAL, LLC
A BETTER WAY FINANCIAL, LLC

CRD#: 304914 / SEC#:

New Jersey
Registered Investment Advisory firm - (2/13/2020 Approved)
Pennsylvania
Registered Investment Advisory firm - (8/21/2019 Approved)
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Contact information


Main Address
6357 Airport Road, Allentown, PA 18109
Mailing Address
Phone number
(610) 440-1700
Established
Firm type
Fiscal year end
# of Employees
10

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts904
AUM (Assets Under Management)$ 72,760,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


A BETTER WAY FINANCIAL, LLC

CRD#: 304914Allentown, PA 18109

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