Samuel Oliphant

WALLINGTON ASSET MANAGEMENT

Indianapolis, IN 46240-2134

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CRD#: 7395962

Professional summary

Samuel Oliphant, CFP®, who also goes by Sam Oliphant, is a registered financial advisor currently at WALLINGTON ASSET MANAGEMENT located in Indianapolis, Indiana.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Samuel has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sam Oliphant

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Oliphant's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2023

Experience

Current

August 21, 2021 - Present

WALLINGTON ASSET MANAGEMENT

Office #1: 8900 Keystone Crossing Suite 1015, Indianapolis, IN 46240-2134

RIA

CRD#: 143360

Indianapolis, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WALLINGTON ASSET MANAGEMENT

WALLINGTON ASSET MANAGEMENT | WALLINGTON ASSET MANAGEMENT, LLC

CRD#: 143360 / SEC#: 801-67613

RIA

Registered Investment Advisory firm - (3/2/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(8/21/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/21/2021

Uniform Investment Adviser Law Examination

Current Firm

WALLINGTON ASSET MANAGEMENT

WALLINGTON ASSET MANAGEMENT | WALLINGTON ASSET MANAGEMENT, LLC

CRD#: 143360 / SEC#: 801-67613

RIA

Registered Investment Advisory firm - (3/2/2007 Approved)

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Contact information

Main Address

8900 Keystone Crossing Suite 1015, Indianapolis, IN 46240-2134

Mailing Address

Phone number

(317) 575-8670

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WALLINGTON ASSET MANAGEMENT, LLC ADV PART 2A BROCHURE (7/18/2025)

WALLINGTON ASSET MANAGEMENT, LLC ADV WRAP FEE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	853
AUM (Assets Under Management)	$ 1,151,683,432

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Samuel Oliphant

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Oliphant's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALLINGTON ASSET MANAGEMENT

Primary Firm SEC Registration

WALLINGTON ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 8/21/2021

Current Firm

WALLINGTON ASSET MANAGEMENT

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WALLINGTON ASSET MANAGEMENT

TRUST BUT VERIFY

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