SS
Seth Scott
HARVEST INVESTMENT SERVICES
Fresno, CA
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CRD#: 7395667
SS
Professional summary
Seth Scott, who also goes by Seth A. Scott, is a registered financial advisor currently at HARVEST INVESTMENT SERVICES, LLC located in Fresno, California and ENVOY ADVISORY INC. located in Fresno, California.
Seth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Seth has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Seth A. Scott
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Licensed independent insurance agent (2) Seth Scott (self employed)-3164 N. Bridle Ave, Fresno, CA 93727; Non-investment related; Entertainment; Musician; Start date 1/1999; 0-5 hrs/mnth; 0 hrs/mnth during trading. (3) Legacy Christian Church-2171 Villa Ave, Clovis, CA 93612; Non-investment related; Non-profit religious organization; Board of Directors, Treasurer; Start date 10/2017; 2-4 hrs/mnth; 0 hrs/mnth during trading. (4) Shepherd's Wallet, 2167 Shaw Ave, Ste 115#1017, Clovis, CA 93611, investment-related; Provides financial coaching/education; Financial Coach; start date: 08/01/2025; I devote 75% of my time to this business; my duties are coaching, workshops, book sales. (5) Shepherd's Wallet Financial Services, 2167 Shaw Ave, Ste 115#1017, Clovis, CA 93611, investment-related; Provides financial planning and advisory services; Financial Planner; start date: 08/01/2025; I devote 25% of my time to this business; my duties are to provide financial planning services, (6) Harvest Investment Services, LLC, 1 Transam Plaza Drive, Suite 230, Oakbrook Terrace, IL 60181-4285; investment related; investment adviser representative start date: 072025; providing investment advisory services.
CRS (Client Relationship Summary) - RIA
Click below to view Seth Scott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 29, 2025 - Present
HARVEST INVESTMENT SERVICES, LLC
RIA
CRD#: 159390
Fresno, CA
Current
November 4, 2025 - Present
ENVOY ADVISORY INC.
RIA
CRD#: 306559
Fresno, CA
Past
October 1, 2021 - June 23, 2025
PLANMEMBER SECURITIES CORPORATION
RIA
CRD#: 11869
Fresno, CA
Past
September 29, 2021 - June 23, 2025
PLANMEMBER SECURITIES CORPORATION
BD
CRD#: 11869
Fresno, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HARVEST INVESTMENT SERVICES, LLC
COMPREHENSIVE FINANCIAL PLANNING SERVICES | PYLE FINANCIAL SERVICES, INC | PROGRESSIVE FINANCIAL PLANNING SERVICES, INC. | HARVEST INVESTMENT SERVICES, LLC | HARVEST INVESTMENT SERVICES, INC. | HARRISON FINANCIAL GROUP, INC. | HARRISON FINANCIAL GROUP, INC | DOUBLE W FINANCIAL GROUP, INC. | COPELIN FINANCIAL ADVISORS
CRD#: 159390 / SEC#: 801-79232
RIA
Registered Investment Advisory firm - (2/24/2014 Approved)Arizona
Registered Investment Advisory firm - (3/21/2014 Terminated)California
Registered Investment Advisory firm - (4/20/2014 Terminated)Illinois
Registered Investment Advisory firm - (2/24/2014 Terminated)Louisiana
Registered Investment Advisory firm - (3/28/2014 Terminated)Michigan
Registered Investment Advisory firm - (3/21/2014 Terminated)Texas
Registered Investment Advisory firm - (3/21/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/29/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/29/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
HI
HARVEST INVESTMENT SERVICES, LLC
COMPREHENSIVE FINANCIAL PLANNING SERVICES | PYLE FINANCIAL SERVICES, INC | PROGRESSIVE FINANCIAL PLANNING SERVICES, INC. | HARVEST INVESTMENT SERVICES, LLC | HARVEST INVESTMENT SERVICES, INC. | HARRISON FINANCIAL GROUP, INC. | HARRISON FINANCIAL GROUP, INC | DOUBLE W FINANCIAL GROUP, INC. | COPELIN FINANCIAL ADVISORS
CRD#: 159390 / SEC#: 801-79232
RIA
Registered Investment Advisory firm - (2/24/2014 Approved)Arizona
Registered Investment Advisory firm - (3/21/2014 Terminated)California
Registered Investment Advisory firm - (4/20/2014 Terminated)Illinois
Registered Investment Advisory firm - (2/24/2014 Terminated)Louisiana
Registered Investment Advisory firm - (3/28/2014 Terminated)Michigan
Registered Investment Advisory firm - (3/21/2014 Terminated)Texas
Registered Investment Advisory firm - (3/21/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Transam Plaza Drive Suite 230, Oakbrook Terrace, IL 60181-4285
Mailing Address
Phone number
(630) 613-9230
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,335 |
| AUM (Assets Under Management) | $ 534,204,368 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
