AJ
Alexander P. Jamieson
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
Boston, MA 02116
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CRD#: 7395607
AJ
Professional summary
Alexander Preston Jamieson, who also goes by Alex Jamieson, is a registered financial advisor currently at JOHN HANCOCK INVESTMENT MANAGEMENT LLC located in Boston, Massachusetts and JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC located in Boston, Massachusetts.
Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Alexander has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alex Jamieson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Preston Jamieson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 10, 2023 - Present
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
Office #1: 197 Clarendon Street, Boston, MA 02116RIA
CRD#: 105790
Boston, MA
Current
May 2, 2023 - Present
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
Office #1: 197 Clarendon Street, Boston, MA 02116BD
CRD#: 28262
Boston, MA
Past
September 9, 2021 - April 27, 2023
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
RIA
CRD#: 108257
BOSTON, MA
Past
August 26, 2021 - April 27, 2023
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
BD
CRD#: 840
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JH
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
JOHN HANCOCK ADVISERS, INC | JOHN HANCOCK INVESTMENT MANAGEMENT, LLC | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | JOHN HANCOCK ADVISERS, LLC
CRD#: 105790 / SEC#: 801-8124
RIA
Registered Investment Advisory firm - (12/12/1971 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/2/2023)
RR
Alaska(5/2/2023)
RR
Arizona(5/2/2023)
RR
Arkansas(5/2/2023)
RR
California(5/2/2023)
RR
Colorado(5/2/2023)
RR
Connecticut(5/2/2023)
RR
Delaware(5/2/2023)
RR
District of Columbia(5/2/2023)
RR
Florida(5/2/2023)
RR
Georgia(5/2/2023)
RR
Hawaii(5/2/2023)
RR
Idaho(5/2/2023)
RR
Illinois(5/2/2023)
RR
Indiana(5/2/2023)
RR
Iowa(5/2/2023)
RR
Kansas(5/2/2023)
RR
Kentucky(5/2/2023)
RR
Louisiana(5/2/2023)
RR
Maine(5/2/2023)
RR
Maryland(5/2/2023)
RR
Massachusetts(5/2/2023)
IAR
Massachusetts(5/10/2023)
RR
Michigan(5/2/2023)
RR
Minnesota(5/2/2023)
RR
Mississippi(5/2/2023)
RR
Missouri(5/2/2023)
RR
Montana(5/2/2023)
RR
Nebraska(5/2/2023)
RR
Nevada(5/2/2023)
RR
New Hampshire(5/2/2023)
RR
New Jersey(5/2/2023)
RR
New Mexico(5/2/2023)
RR
New York(5/2/2023)
RR
North Carolina(5/2/2023)
RR
North Dakota(5/2/2023)
RR
Ohio(5/2/2023)
RR
Oklahoma(5/2/2023)
RR
Oregon(5/2/2023)
RR
Pennsylvania(5/2/2023)
RR
Puerto Rico(5/2/2023)
RR
Rhode Island(5/2/2023)
RR
South Carolina(5/2/2023)
RR
South Dakota(5/2/2023)
RR
Tennessee(5/2/2023)
RR
Texas(5/2/2023)
RR
Utah(5/2/2023)
RR
Vermont(5/2/2023)
RR
Virgin Islands(5/2/2023)
RR
Virginia(5/2/2023)
RR
Washington(5/2/2023)
RR
West Virginia(5/2/2023)
RR
Wisconsin(5/2/2023)
RR
Wyoming(5/2/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/26/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JH
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
JOHN HANCOCK ADVISERS, INC | JOHN HANCOCK INVESTMENT MANAGEMENT, LLC | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | JOHN HANCOCK ADVISERS, LLC
CRD#: 105790 / SEC#: 801-8124
RIA
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Contact information
Main Address
200 Berkeley St., Boston, MA 02116-5022
Mailing Address
Phone number
(617) 663-3000
Established
Firm type
Fiscal year end
# of Employees
363
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 35,239 |
| AUM (Assets Under Management) | $ 202,193,176,436 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
CRD#: 105790Boston, MA 02116TRUST BUT VERIFY
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