Mark N. Lucci
Professional summary
Mark Nicholas Lucci is a registered financial advisor currently at WITHUM WEALTH MANAGEMENT located in Red Bank, New Jersey and PINNACLE ASSOCIATES, LTD. located in Irvine, California.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Mark has worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Nicholas Lucci's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2021 - Present
WITHUM WEALTH MANAGEMENT
Office #1: 47 Reckless Place, Red Bank, NJ 07701Office #2: 100 Spectrum Center Dr, Irvine, CA 92618April 4, 2024 - Present
PINNACLE ASSOCIATES, LTD.
Primary Firm SEC Registration
PINNACLE ASSOCIATES, LTD.
CRD#: 110631 / SEC#: 801-20841
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/17/2022)
(7/9/2021)
Exams
Current Firm
PINNACLE ASSOCIATES, LTD.
CRD#: 110631 / SEC#: 801-20841
Contact information
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,429 |
| AUM (Assets Under Management) | $ 9,866,562,515 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 01/14/2025 | ||
| 01/11/2024 |
Red Flags
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