Marc Morgan

HEROIC FINANCIAL LLC

Barnegat, NJ

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CRD#: 7395505

Professional summary

Marc Morgan is a registered financial advisor currently at HEROIC FINANCIAL LLC located in Barnegat, New Jersey.

Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Marc has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)EVESHAM TOWNSHIP; NOT INVESTMENT RELATED; MARLTON, NY; PUBLIC SAFETY OFFICER; START DATE 05/2008; APPROX 120 HRS/MONTH 2)POLICE AND FIREMEN'S RETIREMENT SYSTEM OF NEW JERSEY; NOT INVESTMENT RELATED; TRENTON, NJ; TRUSTEE; START DATE 02/2019; APPROX 16 HRS/MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Morgan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2024 - Present

HEROIC FINANCIAL LLC

RIA

CRD#: 327809

Barnegat, NJ

Past

August 5, 2021 - October 25, 2021

HEROIC FINANCIAL LLC

RIA

CRD#: 315426

BARNEGAT, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(1/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/20/2021

Uniform Investment Adviser Law Examination

Current Firm

HEROIC FINANCIAL LLC

CRD#: 327809 / SEC#:

New Jersey

Registered Investment Advisory firm - (1/9/2024 Approved)

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Contact information

Main Address

Barnegat, NJ

Mailing Address

Phone number

(732) 600-0230

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Marc Morgan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Morgan's CRS (Customer Relationship Summary).

Certified licenses

Experience

HEROIC FINANCIAL LLC

HEROIC FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/20/2021

Current Firm

HEROIC FINANCIAL LLC

Contact information

Documents

Red Flags

Company Information

HEROIC FINANCIAL LLC

TRUST BUT VERIFY

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