BG
Brian J. Grant
WARBURTON CAPITAL MANAGEMENT
Tulsa, OK 74136
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CRD#: 7395417
BG
Professional summary
Brian James Grant is a registered financial advisor currently at WARBURTON CAPITAL MANAGEMENT, LLC located in Tulsa, Oklahoma.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Brian has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brian James Grant's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 14, 2021 - Present
WARBURTON CAPITAL MANAGEMENT, LLC
Office #1: 6120 S Yale Avenue Suite 1010, Tulsa, OK 74136RIA
CRD#: 141969
Tulsa, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WARBURTON CAPITAL MANAGEMENT, LLC
WARBURTON CAPITAL MANAGEMENT, LLC
CRD#: 141969 / SEC#: 801-78149
RIA
Registered Investment Advisory firm - (6/14/2013 Approved)Kansas
Registered Investment Advisory firm - (6/19/2013 Terminated)Oklahoma
Registered Investment Advisory firm - (6/19/2013 Terminated)Texas
Registered Investment Advisory firm - (6/19/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oklahoma(7/14/2021)
Current Firm
WARBURTON CAPITAL MANAGEMENT, LLC
WARBURTON CAPITAL MANAGEMENT, LLC
CRD#: 141969 / SEC#: 801-78149
RIA
Registered Investment Advisory firm - (6/14/2013 Approved)Kansas
Registered Investment Advisory firm - (6/19/2013 Terminated)Oklahoma
Registered Investment Advisory firm - (6/19/2013 Terminated)Texas
Registered Investment Advisory firm - (6/19/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6120 S Yale Avenue Suite 1010, Tulsa, OK 74136
Mailing Address
Phone number
(918) 794-3000
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,226 |
| AUM (Assets Under Management) | $ 701,084,221 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WARBURTON CAPITAL MANAGEMENT, LLC
CRD#: 141969Tulsa, OK 74136TRUST BUT VERIFY
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