Thomas Dittrich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Dittrich was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2021. Thomas had worked at 2 firms and has passed the Series 63, Series 82TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2022 - August 31, 2023
STONEHAVEN, LLC
June 28, 2021 - January 29, 2022
GROWTH CAPITAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 82TO
Date: 6/28/2021
Limited Representative-Private Securities OfferingsCurrent Firm
STONEHAVEN, LLC
CRD#: 118913 / SEC#: , 8-53699
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
