AS
Austin G. Schroll
CCA CAPITAL LLC
Boston, MA 02108
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CRD#: 7394803
AS
Professional summary
Austin Gregory Schroll is a registered financial professional currently at CCA CAPITAL LLC located in Boston, Massachusetts.
Austin is registered as a RR (Registered Representative) and started their career in finance in 2021. Austin has worked at 1 firm and has passed the Series 63, Series 79TO, SIE and Series 7TO exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Austin Gregory Schroll's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 18, 2021 - Present
CCA CAPITAL LLC
Office #1: One Boston Place 201 Washington St., Suite 3825, Boston, MA, 02108BD
CRD#: 154837
Boston, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/15/2021)
RR
California(11/15/2021)
RR
Connecticut(11/15/2021)
RR
Delaware(11/15/2021)
RR
Georgia(11/15/2021)
RR
Illinois(11/15/2021)
RR
Iowa(11/15/2021)
RR
Kansas(11/15/2021)
RR
Maryland(10/18/2021)
RR
Massachusetts(11/15/2021)
RR
Minnesota(11/15/2021)
RR
Missouri(11/15/2021)
RR
Nebraska(11/15/2021)
RR
Nevada(11/15/2021)
RR
New Jersey(11/15/2021)
RR
New York(11/15/2021)
RR
North Carolina(11/15/2021)
RR
Ohio(10/18/2021)
RR
Oklahoma(11/15/2021)
RR
Pennsylvania(11/15/2021)
RR
South Dakota(11/15/2021)
RR
Tennessee(7/26/2024)
RR
Texas(11/15/2021)
RR
Virginia(11/15/2021)
RR
Wisconsin(11/15/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 12/23/2021
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/25/2021
General Securities Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
CC
CCA CAPITAL LLC
CCA CAPITAL LLC | CPGLB CAPITAL LLC
CRD#: 154837 / SEC#: , 8-68676
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Boston Place 201 Washington St., Suite 3825, Boston, MA, 02108
Mailing Address
One Boston Place 201 Washington St., Suite 3825, Boston, MA, 02108
Phone number
(617) 570-2300
Established
Delaware since 06/25/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (26 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CCA GROUP, LLC | SOLE MEMBER | |
| PASQUALINI, MARTIN J | PRINCIPAL/DIRECTOR / VP | |
| STAHLE, JAMES RICHARD | CEO / CCO / DIR./PRINCIPAL | |
| WILSON, ROBERT (NMN) | CHIEF FINANCIAL OFFICER/FINOP | 6465354 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CCA CAPITAL LLC
CRD#: 154837Boston, MA 02108TRUST BUT VERIFY
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