Elizabeth G. Caughman

CORNERSTONE MANAGEMENT

Duluth, GA 30096

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CRD#: 7394788

Professional summary

Elizabeth Grace Caughman is a registered financial advisor currently at CORNERSTONE MANAGEMENT, INC. located in Duluth, Georgia.

Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Elizabeth has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Elizabeth Caughman is a licensed insurance agent in the states of Georgia and Tennessee. To protect client interests, our policy is to disclose all forms of compensation before any such transaction is executed. Clients will not pay both a commission to Elizabeth and also pay an advisory fee to us on the same pool of assets. These fees are exclusive of each other.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Grace Caughman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 24, 2023 - Present

CORNERSTONE MANAGEMENT, INC.

Office #1: 3237 Satellite Blvd Suite 400, Duluth, GA 30096

RIA

CRD#: 125828

Duluth, GA

Past

May 2, 2022 - June 16, 2023

BLUE RIDGE WEALTH PLANNERS

RIA

CRD#: 285347

KNOXVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORNERSTONE MANAGEMENT, INC.

CORNERSTONE MANAGEMENT, INC. | FINANCIAL ADVISORY CONSULTANTS,INC.

CRD#: 125828 / SEC#: 801-63080

RIA

Registered Investment Advisory firm - (5/11/2004 Approved)

Georgia

Registered Investment Advisory firm - (12/31/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(7/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/19/2021

Uniform Investment Adviser Law Examination

Current Firm

CORNERSTONE MANAGEMENT, INC.

CORNERSTONE MANAGEMENT, INC. | FINANCIAL ADVISORY CONSULTANTS,INC.

CRD#: 125828 / SEC#: 801-63080

RIA

Registered Investment Advisory firm - (5/11/2004 Approved)

Georgia

Registered Investment Advisory firm - (12/31/2004 Terminated)

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Contact information

Main Address

3237 Satellite Blvd Suite 400, Duluth, GA 30096

Mailing Address

Phone number

(770) 449-7799

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CORNERSTONE MANAGEMENT, INC. COMPLETE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,478
AUM (Assets Under Management)	$ 1,895,645,870

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
11/22/2024	Cover Page	Report
02/21/2024	Cover Page	Report
11/17/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Elizabeth G. Caughman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Grace Caughman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORNERSTONE MANAGEMENT, INC.

BLUE RIDGE WEALTH PLANNERS

Primary Firm SEC Registration

CORNERSTONE MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/19/2021

Current Firm

CORNERSTONE MANAGEMENT, INC.

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CORNERSTONE MANAGEMENT, INC.

TRUST BUT VERIFY

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