Alexander Phillips
Professional Summary
Alexander Phillips is a registered financial advisor currently at NUORION CAPITAL located in Miami, Florida. Alexander is registered as a RR (Registered Representative) and started their career in finance in 2023. Alexander has worked at 1 firm and has passed the SIE and Series 79TO exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
3 years in the financial services industry
Current & Past Employments
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Current Firm
NUORION CAPITAL | NUORION PARTNERS | NUORION CAPITAL, LLC
Contact Information
Main Address
495 Brickell Ave Suite 2101, Miami, FL 33131Mailing Address
495 Brickell Ave Suite 2101, Miami, FL 33131Phone Number
(917) 859-7268Established
Delaware since 07/07/2021Firm Type
Limited Liability CompanyFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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SUMMIT FINANCIAL, LLC
State Registrations and Notice Filings
(4/7/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Mar 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Alexander Phillips's CRS (Customer Relationship Summary).
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