DR
Dominic M. Russo
CHICAGO INVESTMENT ADVISORY GROUP
Tempe, AZ
Some features on this profile are disabled
CRD#: 7394724
DR
Professional summary
Dominic Michael Russo, who also goes by Dominic Russo, is a registered financial advisor currently at CHICAGO INVESTMENT ADVISORY GROUP located in Tempe, Arizona.
Dominic is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Dominic has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dominic Russo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name of the other business: Founderpath; Investment-related?: No; Address: Austin, Texas; Nature of the other business: Providing capital to Software companies through Receivable purchase agreement; Position: Analyst, Capital and Credit; Start date: 4/2023; Approx. hours/month: 166 hours/month; 0 hours during trading; Duties: Provide analysis on software businesses to assist in the capital deployment process of receivable purchase agreements. (2) Name of the other business: Relaxation Haven LLC; Investment-related?: No; Address: 2655 W. Guadalupe Road, Suite 22, Mesa, AZ; Nature of the other business: Health & Wellness; Position: Founder; Start date: 10/2023; Approx. hours/month: 5 hours/month; 0 hours during trading; Duties: Assist clients with operating massage chair
CRS (Client Relationship Summary) - RIA
Click below to view Dominic Michael Russo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 1, 2023 - Present
CHICAGO INVESTMENT ADVISORY GROUP
RIA
CRD#: 142810
Tempe, AZ
Past
September 26, 2022 - May 2, 2023
VANGUARD ADVISERS, INC.
RIA
CRD#: 106715
Scottsdale, AZ
Past
September 10, 2021 - May 2, 2023
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CHICAGO INVESTMENT ADVISORY GROUP
CHICAGO INVESTMENT ADVISORY GROUP | MICHAEL RUSSO LTD
CRD#: 142810 / SEC#: 801-116908
RIA
Registered Investment Advisory firm - (7/5/2019 Approved)Illinois
Registered Investment Advisory firm - (7/11/2019 Terminated)Indiana
Registered Investment Advisory firm - (7/22/2019 Terminated)Texas
Registered Investment Advisory firm - (7/11/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(9/1/2023)
IAR
Illinois(8/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/10/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
CI
CHICAGO INVESTMENT ADVISORY GROUP
CHICAGO INVESTMENT ADVISORY GROUP | MICHAEL RUSSO LTD
CRD#: 142810 / SEC#: 801-116908
RIA
Registered Investment Advisory firm - (7/5/2019 Approved)Illinois
Registered Investment Advisory firm - (7/11/2019 Terminated)Indiana
Registered Investment Advisory firm - (7/22/2019 Terminated)Texas
Registered Investment Advisory firm - (7/11/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
19015 S. Jodi Rd., Suite G, Mokena, IL 60448
Mailing Address
Phone number
(708) 478-7190
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,760 |
| AUM (Assets Under Management) | $ 248,759,752 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
