Diana A. Christopherson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Diana Antoaneta Christopherson, who also goes by Diana Antoaneta Choban, Diana Antoaneta Ene, was a registered financial professional .
Diana is a previously registered financial professional and started their career in finance in 2021. Diana had worked at 1 firm and has passed the Series 63, Series 79TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2021 - January 17, 2023
MARSHBERRY CAPITAL, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 10/21/2021
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 9/16/2021
General Securities Representative ExaminationCurrent Firm
MARSHBERRY CAPITAL, LLC.
CRD#: 157384 / SEC#: , 8-68848
Contact information
FINRA licenses (45 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
