Benjamin R. Grossheim

FAMILY WEALTH ADVISORY GROUP

Cincinnati, OH 45249

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CRD#: 7394253

Professional summary

Benjamin Robert Grossheim, who also goes by Benjamin Grossheim, Ben Grossheim, is a registered financial advisor currently at FAMILY WEALTH ADVISORY GROUP, LLC located in Cincinnati, Ohio.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Benjamin has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Benjamin Grossheim | Ben Grossheim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Robert Grossheim's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 26, 2022 - Present

FAMILY WEALTH ADVISORY GROUP, LLC

Office #1: 7359 East Kemper Road Suite A, Cincinnati, OH 45249

RIA

CRD#: 130595

Cincinnati, OH

Past

November 3, 2021 - August 17, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

COVINGTON, KY

Past

September 9, 2021 - August 16, 2022

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

COVINGTON, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAMILY WEALTH ADVISORY GROUP, LLC

CRD#: 130595 / SEC#: 801-62921

RIA

Registered Investment Advisory firm - (3/23/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(10/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/14/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/9/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/2/2021

Securities Industry Essentials Examination

Current Firm

FAMILY WEALTH ADVISORY GROUP, LLC

CRD#: 130595 / SEC#: 801-62921

RIA

Registered Investment Advisory firm - (3/23/2004 Approved)

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Contact information

Main Address

7359 East Kemper Road Suite A, Cincinnati, OH 45249

Mailing Address

Phone number

(513) 469-8100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 03 FIRM BROCHURE - FORM ADV PART 2A & 2B (3/18/2025)

Regulatory assets under management

Total Number of Accounts	829
AUM (Assets Under Management)	$ 334,678,298

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/25/2025	Cover Page	Report
01/22/2025	Cover Page	Report
07/17/2023	Cover Page	Report
10/06/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin R. Grossheim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Robert Grossheim's CRS (Customer Relationship Summary).

Certified licenses

Experience

FAMILY WEALTH ADVISORY GROUP, LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

FAMILY WEALTH ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/14/2021

Series 7TO

Date: 9/9/2021

SIE

Date: 9/2/2021

Current Firm

FAMILY WEALTH ADVISORY GROUP, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FAMILY WEALTH ADVISORY GROUP, LLC

TRUST BUT VERIFY

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