DS
Dylan C. Smith
KANEN WEALTH MANAGEMENT LLC
Coconut Creek, FL 33073
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CRD#: 7394238
DS
Professional summary
Dylan Clyde Smith, who also goes by Dylan Smith, is a registered financial advisor currently at KANEN WEALTH MANAGEMENT LLC located in Coconut Creek, Florida.
Dylan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Dylan has worked at 4 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dylan Smith
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Since 2009 Dylan has competed in tournaments sponsored by the American Water Skiing Association
CRS (Client Relationship Summary) - RIA
Click below to view Dylan Clyde Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 29, 2023 - Present
KANEN WEALTH MANAGEMENT LLC
Office #1: 6810 Lyons Technology Circle Suite 160, Coconut Creek, FL 33073RIA
CRD#: 282746
Coconut Creek, FL
Past
September 22, 2022 - January 26, 2023
SINGER WEALTH ADVISORS LLC
RIA
CRD#: 317218
BOCA RATON, FL
Past
May 18, 2022 - September 14, 2022
EDELMAN FINANCIAL ENGINES
RIA
CRD#: 104510
Boynton Beach, FL
Past
February 23, 2022 - April 8, 2022
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
JACKSONVILLE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KANEN WEALTH MANAGEMENT LLC
KANEN WEALTH MANAGEMENT LLC
CRD#: 282746 / SEC#: 801-116998
RIA
Registered Investment Advisory firm - (7/22/2019 Approved)California
Registered Investment Advisory firm - (8/23/2019 Terminated)Florida
Registered Investment Advisory firm - (12/31/2019 Terminated)New York
Registered Investment Advisory firm - (7/24/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/25/2019 Terminated)Texas
Registered Investment Advisory firm - (7/24/2019 Terminated)Virginia
Registered Investment Advisory firm - (7/25/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(3/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 2/23/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current Firm
KW
KANEN WEALTH MANAGEMENT LLC
KANEN WEALTH MANAGEMENT LLC
CRD#: 282746 / SEC#: 801-116998
RIA
Registered Investment Advisory firm - (7/22/2019 Approved)California
Registered Investment Advisory firm - (8/23/2019 Terminated)Florida
Registered Investment Advisory firm - (12/31/2019 Terminated)New York
Registered Investment Advisory firm - (7/24/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/25/2019 Terminated)Texas
Registered Investment Advisory firm - (7/24/2019 Terminated)Virginia
Registered Investment Advisory firm - (7/25/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6810 Lyons Technology Circle Suite 160, Coconut Creek, FL 33073
Mailing Address
Phone number
(631) 863-3100
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 443 |
| AUM (Assets Under Management) | $ 340,923,069 |
Red Flags
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Company Information
KANEN WEALTH MANAGEMENT LLC
CRD#: 282746Coconut Creek, FL 33073TRUST BUT VERIFY
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