Joseph G. Valerio

NORTHSTAR FINANCIAL PLANNERS

Plantation, FL 33324

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CRD#: 7394193

Professional summary

Joseph Glenn Valerio, who also goes by Joseph Glenn Valerio, Joseph Valerio, is a registered financial advisor currently at NORTHSTAR FINANCIAL PLANNERS, INC. located in Plantation, Florida.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Joseph has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph Glenn Valerio | Joseph Valerio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Glenn Valerio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 10, 2025 - Present

NORTHSTAR FINANCIAL PLANNERS, INC.

Office #1: 1250 S. Pine Island Road Suite 275, Plantation, FL 33324

RIA

CRD#: 131507

Plantation, FL

Past

October 12, 2023 - December 19, 2024

MERRIMAN

RIA

CRD#: 166580

Bellevue, WA

Past

July 28, 2022 - October 4, 2023

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

Scottsdale, AZ

Past

June 17, 2022 - October 4, 2023

VANGUARD MARKETING CORPORATION

CRD#: 7452

SCOTTSDALE, AZ

Past

August 9, 2021 - April 8, 2022

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

JACKSONVILLE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHSTAR FINANCIAL PLANNERS, INC.

CRD#: 131507 / SEC#: 801-79605

RIA

Registered Investment Advisory firm - (4/25/2014 Approved)

Florida

Registered Investment Advisory firm - (5/2/2014 Terminated)

Louisiana

Registered Investment Advisory firm - (5/12/2014 Terminated)

New York

Registered Investment Advisory firm - (5/2/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/27/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/17/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/6/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/29/2021

Securities Industry Essentials Examination

Current Firm

NORTHSTAR FINANCIAL PLANNERS, INC.

CRD#: 131507 / SEC#: 801-79605

RIA

Registered Investment Advisory firm - (4/25/2014 Approved)

Florida

Registered Investment Advisory firm - (5/2/2014 Terminated)

Louisiana

Registered Investment Advisory firm - (5/12/2014 Terminated)

New York

Registered Investment Advisory firm - (5/2/2014 Terminated)

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Contact information

Main Address

1250 S. Pine Island Road Suite 275, Plantation, FL 33324

Mailing Address

Phone number

(954) 693-0030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NORTHSTAR FINANCIAL PLANNERS INC ADV2A (9/8/2025)

Regulatory assets under management

Total Number of Accounts	966
AUM (Assets Under Management)	$ 273,053,616

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph G. Valerio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Glenn Valerio's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRIMAN

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

NORTHSTAR FINANCIAL PLANNERS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/27/2022

Series 63

Date: 8/17/2021

Series 7TO

Date: 8/6/2021

SIE

Date: 7/29/2021

Current Firm

NORTHSTAR FINANCIAL PLANNERS, INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTHSTAR FINANCIAL PLANNERS, INC.

TRUST BUT VERIFY

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