Calvin H. Yu
Professional summary
Calvin Haowen Yu, who also goes by Calvin Yu, is a registered financial professional currently at MEMX EXECUTION SERVICES LLC located in Jersey City, New Jersey.
Calvin is registered as a RR (Registered Representative) and started their career in finance in 2022. Calvin has worked at 2 firms and has passed the Series 63, Series 57TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Calvin Haowen Yu's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 28, 2022 - Present
MEMX EXECUTION SERVICES LLC
Office #1: 525 Washington Boulevard Office 52, Jersey City, NJ 07310Office #2: 525 Washington Boulevard Suite 300, Jersey City, NJ 07310January 4, 2022 - July 27, 2022
LEK SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/28/2022)
(11/28/2022)
Exams
Series 57TO
Date: 6/14/2022
Securities Trader ExamSeries 7TO
Date: 1/4/2022
General Securities Representative ExaminationFINRA
Current Firm
MEMX EXECUTION SERVICES LLC
CRD#: 304129 / SEC#: , 8-70449
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MEMX HOLDINGS LLC | MEMX HOLDINGS LLC | |
| ACHARYA, ISHAAN | CHIEF FINANCIAL OFFICER | 5358383 |
| FRANZON, ANDERS WILLIAM | GENERAL COUNSEL / SECRETARY | |
| KELLNER, JONATHAN ALAN | CHIEF EXECUTIVE OFFICER | 2209043 |
| SAUERWINE, MEGAN LYNN | CONTROLLER / FINOP | 6024362 |
| STRATHMAN, LAUREN MALLORY | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 6575150 |
| ZUBA, QUITO JON | DIRECTOR, HEAD OF MARKET OPERATIONS | 4660263 |
Red Flags
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