Amrit R. Kathuria
Professional summary
Amrit Ravi Kathuria is a registered financial advisor currently at INVESCO ADVISERS, INC. located in New York, New York and INVESCO DISTRIBUTORS, INC. located in New York, New York.
Amrit is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Amrit has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Amrit Ravi Kathuria's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 12, 2025 - Present
INVESCO ADVISERS, INC.
Office #1: 225 Liberty St. 11th Floor, New York, NY 10281May 21, 2025 - Present
INVESCO DISTRIBUTORS, INC.
Office #1: 225 Liberty St 11th Floor, New York, NY 10281December 13, 2021 - July 5, 2023
CAPITAL CLIENT GROUP, INC.
October 26, 2021 - July 5, 2023
CAPITAL CLIENT GROUP, INC.
Primary Firm SEC Registration
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/21/2025)
(5/21/2025)
(3/12/2025)
Exams
Series 7TO
Date: 10/25/2021
General Securities Representative ExaminationFINRA
Current Firm
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61,236 |
| AUM (Assets Under Management) | $ 756,881,223,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2024 | ||
| 10/27/2023 |
Red Flags
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