Eric M. Winn
Professional summary
Eric Michael Winn, who also goes by Eric M Winn, is a registered financial advisor currently at HELLER PRIVATE WEALTH located in Fort Lauderdale, Florida.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Eric has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric Michael Winn's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 19, 2023 - Present
HELLER PRIVATE WEALTH
May 16, 2022 - March 13, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 13, 2022 - March 13, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 8, 2021 - April 19, 2022
MORGAN STANLEY
September 15, 2021 - April 19, 2022
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/6/2023)
(3/19/2023)
Exams
Series 7TO
Date: 9/15/2021
General Securities Representative ExaminationCurrent Firm
HELLER PRIVATE WEALTH
CRD#: 324272 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 130 |
| AUM (Assets Under Management) | $ 73,242,098 |
Red Flags
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