BB
Brandon L. Bouldin
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CRD#: 7393301
BB
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon Lemar Bouldin was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 2021. Brandon had worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LIBERATORS, INC POSITION: Board Member NATURE: The primary goal of this organization is to promote economic empowerment and social responsibility in urban youth. We collaborate with teachers of inner city students to develop and implement instructional units, targeting the required content standards or objectives while teaching students about the world of money and business. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 04/30/2022 ADDRESS: 11608 Spinning Avenue, Hawthorne CA 90250, United States DESCRIPTION: I will serve on the board to help the organization fulfill its mission. AMERICAN BAPTIST USA GENERAL BOARD OF MINISTRIES POSITION: Board Member NATURE: Through policy statements, resolutions and other declarations, the ABC General Board of Ministries offers its best wisdom to autonomous churches and individuals on issues of faith and practice as it discerns the mind of Christ. While Board of General Ministries decisions give direction to national staff, they in no way obligate American Baptist congregations or regions to any position or course of action.The Board of General Ministries also plays an important role in mission planning and coordination. The Board of General Ministries hears reports from Program Boards to coordinate planning and carry out denominational envisioning. It also plans the Mission Summit/Biennial through its Mission Summit Biennial Program Committee. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/13/2022 ADDRESS: 1015 W. 9th Ave., King of Prussia PA 19406, United States DESCRIPTION: I will sit on the Board, which meets twice a year discussing how ABC communicates it's identity to the affiliating churches. RENTAL PROPERTY POSITION: Landlord/Owner NATURE: I have a rental property and I am getting ready to rent it out. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 802 West 103rd Street, Los Angeles CA 90044, United States DESCRIPTION: I will operate as the landlord of the property. CONFIDENT COMBS POSITION: Vice President NATURE: My wife runs anonprofit entitled Confident Combs that focuses on going to schools and teaching young ladies how to style their own hair and teaching single fathers/mothers how to style their daughters' hair. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/31/2022 ADDRESS: 804 West 103rd Street, Los Angeles CA 90044, United States DESCRIPTION: Help with ideas and website. ZION HILL BAPTIST CHURCH POSITION: Zion Hill Baptist Church NATURE: It is a church. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 7860 10th Ave, Los Angeles CA 90043, United States DESCRIPTION: Pastor Teaching on Sunday mornings Casting vision Leading leadership teams
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
October 14, 2021 - July 12, 2024
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
Glendale, CA
Past
September 22, 2021 - July 12, 2024
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
Glendale, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/21/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
