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RA

Ryan Michael Anders

B. C. ZIEGLER AND COMPANY
CHICAGO, IL
·CRD# 7393109·4 years registered

Professional Summary

Ryan Michael Anders, who also goes by Ryan M Anders, Ryan Anders, is a registered financial advisor currently at B. C. ZIEGLER AND COMPANY located in Chicago, Illinois. Ryan is registered as a RR (Registered Representative) and started their career in finance in 2022. Ryan has worked at 1 firm and has passed the Series 79TO, Series 52TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ryan M Anders, Ryan Anders

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years registered in the securities industry

Current & Past Employments

Current

B. C. ZIEGLER AND COMPANYCurrent·CRD# 61
BD
One North Wacker Drive, Suite 2000, Chicago, IL 60606
October 14, 2022 - Present

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Current Firm

B. C. ZIEGLER AND COMPANY
B. C. ZIEGLER AND COMPANY

B. C. ZIEGLER AND COMPANY | ZIEGLER WEALTH MANAGEMENT | ZIEGLER PRIVATE EQUITY | ZIEGLER INVESTMENT SERVICES GROUP | ZIEGLER CONSULTING SERVICE | ZIEGLER CAPITAL MARKETS | ZIEGLER | REACT GROUP

CRD#: 61 / SEC#: 801-19699, 8-94
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

One North Wacker Drive, Suite 2000 Suite 2000, Chicago, IL 60606

Mailing Address

One North Wacker Drive, Suite 2000, Chicago, IL 60606

Phone Number

(312) 263-0110

Established

Wisconsin since 02/12/1920

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE 3.30.17 FINAL (3/30/2017)

Direct owners and executive officers

NamePositionCRD#
THE ZIEGLER COMPANIES, INC.PARENT COMPANY—
DAVID, ANGELIQUE ATHIENAEMD, GENERAL COUNSEL, CORPORATE SECRETARY, COO5445800
HERMANN, DANIEL JOSEPHCEO AND PRESIDENT1790977
ISRAEL, BRUCE ANDREWSMD, HEAD OF CAPITAL MARKETS1431352
JEFFERSON, RYAN TDIRECTOR, CHIEF FINANCIAL OFFICER5844031
KERR, MARCLETTA RDIRECTOR, CHIEF COMPLIANCE OFFICER7463114

Disclosures

Regulatory Event

7

Civil Event

1

Arbitration

2

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
WisconsinERA - Withdrawn3/3/2025

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Oct 2022About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2022About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ryan Michael Anders's CRS (Customer Relationship Summary).

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