EA
Eiji Aono
BRADESCO GLOBAL ADVISORS
Coral Gables, FL 33134
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CRD#: 7393013
EA
Professional summary
Eiji Aono is a registered financial advisor currently at BRADESCO GLOBAL ADVISORS located in Coral Gables, Florida and BRADESCO INVESTMENTS INC. located in Coral Gables, Florida.
Eiji is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Eiji has worked at 2 firms and has passed the Series 66, Series 7TO and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Outside Business Name: Bradesco Global Advisors; Investment Related; Address: 3011 Ponce de Leon BLVD, PH-1, Coral Gables, Florida 33134: Position: Chief Investment Officer; Start date: 03/2022; Hours devoted to the other business 120; hours during Trading hours: 6. 2. Name of the business: The Faction Collective, S.A., Is the outside business Investment related: no; the address of the outside business : Route de Mauvoisin 29, CH-1934, Le Chable, Switzerland; Nature of the Outside Business: Ski and snowboard company; your position: non -executive Director, member Board of Directors, also hold 0.47% of equity shares; start date of the relationship September 18, 2023; approximate number of hours per month you devote to the outside business: 4; number of hours you devote to this OBA during securities trading hours: 0.
CRS (Client Relationship Summary) - RIA
Click below to view Eiji Aono's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 21, 2022 - Present
BRADESCO GLOBAL ADVISORS
Office #1: 3011 Ponce De Leon Blvd Ph-1, Coral Gables, FL 33134RIA
CRD#: 134416
Coral Gables, FL
Current
December 9, 2021 - Present
BRADESCO INVESTMENTS INC.
Office #1: 3011 Ponce De Leon Blvd, Ph1, Coral Gables, FL 33134BD
CRD#: 19453
Coral Gables, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BG
BRADESCO GLOBAL ADVISORS
BAC GLOBAL ADVISORS | BRADESCO INVEST US | BRADESCO GLOBAL ADVISORS INC. | BRADESCO GLOBAL ADVISORS | BAC GLOBAL ADVISORS, INC.
CRD#: 134416 / SEC#: 801-123555
RIA
Registered Investment Advisory firm - (3/28/2022 Approved)Florida
Registered Investment Advisory firm - (3/30/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(12/10/2021)
IAR
Florida(6/21/2022)
RR
Massachusetts(7/12/2023)
RR
New York(7/11/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/8/2021
General Securities Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BG
BRADESCO GLOBAL ADVISORS
BAC GLOBAL ADVISORS | BRADESCO INVEST US | BRADESCO GLOBAL ADVISORS INC. | BRADESCO GLOBAL ADVISORS | BAC GLOBAL ADVISORS, INC.
CRD#: 134416 / SEC#: 801-123555
RIA
Registered Investment Advisory firm - (3/28/2022 Approved)Florida
Registered Investment Advisory firm - (3/30/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3011 Ponce De Leon Blvd Ph-1, Coral Gables, FL 33134
Mailing Address
Phone number
(305) 523-6536
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,941 |
| AUM (Assets Under Management) | $ 172,709,474 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BRADESCO GLOBAL ADVISORS
CRD#: 134416Coral Gables, FL 33134TRUST BUT VERIFY
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