Katheryne G. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Katheryne Grace Davis was a registered financial professional .
Katheryne is a previously registered financial professional and started their career in finance in 2021. Katheryne had worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2024 - August 4, 2025
ICR CAPITAL LLC
August 11, 2022 - February 6, 2024
EVERCORE GROUP L.L.C.
August 9, 2021 - August 16, 2022
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/15/2022
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 8/7/2021
General Securities Representative ExaminationCurrent Firm
ICR CAPITAL LLC
CRD#: 174952 / SEC#: , 8-69583
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
