Benjamin W. Lewis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin William Lewis, who also goes by Benjamin Lewis, Ben Lewis, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2021. Benjamin had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2023 - October 23, 2025
PEACHTREE PC INVESTORS, LLC
June 25, 2021 - August 19, 2021
EQUITABLE ADVISORS, LLC
June 21, 2021 - August 19, 2021
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/21/2021
General Securities Representative ExaminationCurrent Firm
PEACHTREE PC INVESTORS, LLC
CRD#: 301004 / SEC#: , 8-70317
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
