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Shaun Brookman

THE MASS GROUP
DUBAI,
Some features on this profile are disabled
CRD#: 7392567
SB

Professional summary

Shaun Brookman is a registered financial advisor currently at THE MASS GROUP .

Shaun is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Shaun has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Hoxton Capital Management FZE Investment Related Dubai Financial services including the promotion of financial investment opportunities Investment Support 01/2022 to Present Approximately 80 hours a month devoted to advisory services; twenty during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shaun Brookman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 24, 2025 - Present

THE MASS GROUP

Office #1: Binghatti Emerald 2nd Floor, Office 209, Jumeirah Village Circle, Dubai
RIA
CRD#: 330425
DUBAI,
Past

March 1, 2022 - June 28, 2024

HOXTON WEALTH USA LLC

RIA
CRD#: 307387
Croydon,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TM
THE MASS GROUP
THE MASS GROUP | THE MASS GROUP L.L.C-FZ

CRD#: 330425 / SEC#: 801-129825

RIA
Registered Investment Advisory firm - (3/29/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(10/24/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/10/2021
Uniform Investment Adviser Law Examination

Current Firm

TM
THE MASS GROUP
THE MASS GROUP | THE MASS GROUP L.L.C-FZ

CRD#: 330425 / SEC#: 801-129825

RIA
Registered Investment Advisory firm - (3/29/2024 Approved)
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Contact information

Main Address
Binghatti Emerald 2nd Floor, Office 209, Jumeirah Village Circle, Dubai
Mailing Address
Phone number
+971-4-552-3312
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - THE MASS GROUP (6/3/2025)

Regulatory assets under management

Total Number of Accounts93
AUM (Assets Under Management)$ 29,163,342

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE MASS GROUP

CRD#: 330425Dubai

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