Phillip M. Polkowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phillip Michael Polkowski, who also goes by Phil Polkowski, was a registered financial professional .
Phillip is a previously registered financial professional and started their career in finance in 2021. Phillip had worked at 2 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2022 - November 15, 2023
AKUNA SECURITIES LLC
July 2, 2021 - September 12, 2022
M1 FINANCE LLC
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 12/19/2022
Securities Trader ExamSeries 7TO
Date: 7/2/2021
General Securities Representative ExaminationCurrent Firm
AKUNA SECURITIES LLC
CRD#: 159041 / SEC#: , 8-68957
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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