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Thomas A. Castelli

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CRD#: 7392167
TC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Albert Castelli, CFP® was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 2021. Thomas had worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Partner @ Hall CPA PLLC, an accounting firm that provides accounting and tax services to real estate investors and small business owners. Currently work around 200 hours per month and am responsible for a team of tax advisors, preparers, and bookkeepers. I started in November 2017 as a contractor then was hired full-time in January 2018. The firm provides no investment related services and will have no direct relationship with Babylon Capital Advisory. 4441 Six Forks Rd, Suite 106-150, Raleigh NC 27609

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Past

June 25, 2021 - December 31, 2023

BABYLON CAPITAL ADVISORY

RIA
CRD#: 315345
EAST MEADOW, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 4/3/2021
Uniform Investment Adviser Law Examination

Current Firm

BC
BABYLON CAPITAL ADVISORY
BABYLON CAPITAL ADVISORY | HALL CPA, PLLC | CASTELLI, THOMAS

CRD#: 315345 / SEC#:

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Contact information

Main Address
East Meadow, NY
Mailing Address
Phone number
(631) 901-7360
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BABYLON CAPITAL ADVISORY

CRD#: 315345

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