Magid P. Baina

HARON CAPITAL MANAGEMENT

San Juan, PR

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CRD#: 7391626

Professional summary

Magid Peter Baina, who also goes by Majid Peter Baina, is a registered financial advisor currently at HARON CAPITAL MANAGEMENT, LLC located in San Juan, .

Magid is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Magid has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Majid Peter Baina

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Self-Employed, Not investment related, 17 Calle San Jose, Apartment 1206, San Juan, Puerto Rico, Nutritional Consultant, Owner, Start Date: 10/1997, 40/hours per month during trading hours. 2. Kindred Spirit Inc.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Magid Peter Baina's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2025 - Present

HARON CAPITAL MANAGEMENT, LLC

RIA

CRD#: 298059

San Juan, PR

Past

June 7, 2021 - July 2, 2024

HARON CAPITAL MANAGEMENT, LLC

RIA

CRD#: 298059

San Juan, PR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Puerto Rico
(1/30/2025)

IAR

Texas
(1/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/19/2021

Uniform Investment Adviser Law Examination

Current Firm

HARON CAPITAL MANAGEMENT, LLC

HARON CAPITAL MANAGEMENT | HARON CAPITAL MANAGEMENT, LLC. | HARON CAPITAL MANAGEMENT, LLC

CRD#: 298059 / SEC#: 801-121299

RIA

Registered Investment Advisory firm - (7/2/2024 Terminated)

Florida

Registered Investment Advisory firm - (8/13/2024 Approved)

New York

Registered Investment Advisory firm - (9/27/2018 Approved)

Puerto Rico

Registered Investment Advisory firm - (1/30/2025 Approved)

Texas

Registered Investment Advisory firm - (2/22/2024 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Cape Canaveral, FL

Mailing Address

257 North Orlando Avenue, Cocoa Beach, FL 32931

Phone number

(646) 965-6700

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	89
AUM (Assets Under Management)	$ 52,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Magid P. Baina

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Magid Peter Baina's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARON CAPITAL MANAGEMENT, LLC

HARON CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/19/2021

Current Firm

HARON CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HARON CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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