BC
Brooks A. Cluxton
J. W. COLE ADVISORS
Winter Springs, FL 32708
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CRD#: 7391547
BC
Professional summary
Brooks Andrew Cluxton is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Winter Springs, Florida and J.W. COLE FINANCIAL, INC. located in Winter Springs, Florida.
Brooks is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Brooks has worked at 2 firms and has passed the Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Mosaic Wealth Management Group; DBA; Investment Related; 1500 Town Plaza Court, Winter Springs FL 32708; Financial Planning; Client Experience Team; Start 6/5/2021; 240 hr/mo, 195 hr/mo during trading. (2) BC/DC Investments, LLC; Build and sell real estate; 3545 S Mellonville Ave, Sanford, FL, 32773; Not investment related; Manager; Start Date:� 9/1/2025; 0 during trading hours (3) Brooks Cluxton; Not Investment Related; 1500 Lukas Ln, Oviedo, FL 32765; JV Basketball Coach; Head JV Basketball Coach; Start 10/1/2025; 10 or less hours/month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Brooks Andrew Cluxton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 18, 2025 - Present
J. W. COLE ADVISORS, INC.
Office #1: 1500 Town Plaza Court, Winter Springs, FL 32708RIA
CRD#: 112294
Winter Springs, FL
Current
December 16, 2022 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 1500 Town Plaza Court, Winter Springs, FL 32708BD
CRD#: 124583
Winter Springs, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/4/2023)
IAR
Florida(9/18/2025)
Exams
General Industry/Product Exam
RR
Series 7TO
Date: 12/16/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Winter Springs, FL 32708TRUST BUT VERIFY
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