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RA

Roberto R. Aleman

BGV SECURITIES
Miami, FL 33131
Some features on this profile are disabled
CRD#: 7391383
RA

Professional summary

Roberto Ramon Aleman, who also goes by Roberto Ramon Aleman Ruiz, is a registered financial professional currently at BGV SECURITIES located in Miami, Florida.

Roberto is registered as a RR (Registered Representative) and started their career in finance in 2022. Roberto has worked at 1 firm and has passed the SIE, Series 7TO and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Roberto Ramon Aleman Ruiz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Roberto Ramon Aleman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 11, 2022 - Present

BGV SECURITIES

Office #1: 201 S Biscayne Blvd Suite 1130, Miami, FL 33131
BD
CRD#: 315086
Miami, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(12/1/2022)

Exams

General Industry/Product Exam
RR
SIE
Date: 10/11/2022
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/2/2022
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/27/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BGV SECURITIES
BGV | BGV SECURITIES USA, LLC | BGV SECURITIES USA | BGV SECURITIES

CRD#: 315086 / SEC#: , 8-70772

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
201 S Biscayne Blvd Suite 1130, Miami, FL 33131
Mailing Address
201 S Biscayne Blvd Suite 1130, Miami, FL 33131
Phone number
(305) 615-2101
Established
Florida since 06/03/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BGV SECURITIES HOLDINGS USAMEMBER
ABBRUZZESE, EMILY COPELANDFINOP4606343
ALEMAN, ROBERTO RAMONCHIEF EXECUTIVE OFFICER7391383
COLLAZO, YAILINGCHIEF COMPLIANCE OFFICER4781297

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BGV SECURITIES

CRD#: 315086Miami, FL 33131

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