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MT

Mengqian Tang

SECFI SECURITIES
NEW YORK, NY 10004
Some features on this profile are disabled
CRD#: 7391055
MT

Professional summary

Mengqian Tang is a registered financial professional currently at SECFI SECURITIES, LLC located in New York, New York.

Mengqian is registered as a RR (Registered Representative) and started their career in finance in 2022. Mengqian has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mengqian Tang's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 16, 2024 - Present

SECFI SECURITIES, LLC

Office #1: 25 Broadway 10th Floor, New York, NY 10004
BD
CRD#: 302112
NEW YORK, NY
Past

August 18, 2022 - April 5, 2024

BOFA SECURITIES, INC.

BD
CRD#: 283942
PALO ALTO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/16/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 8/25/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/18/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/31/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SECFI SECURITIES, LLC
SECFI SECURITIES, LLC

CRD#: 302112 / SEC#: , 8-70457

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
25 Broadway 10th Floor, New York, NY 10004
Mailing Address
25 Broadway 10th Floor, New York, NY 10004
Phone number
(707) 297-9210
Established
Delaware since 10/12/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (38 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SECFI, INC.PARENT
LENART, BRIAN DOUGLASCCO, AMLCO, FINOP, PFO/POO736107
PIAUWASDY, NATHANIEL VIEJECEO, EXECUTIVE REPRESENTATIVE7123470

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SECFI SECURITIES, LLC

CRD#: 302112New York, NY 10004

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