Jonah T. Balsavage
Professional summary
Jonah Thomas Balsavage, who also goes by Jonah T Balsavage, Jonah Thomas Balsavage, is a registered financial professional currently at NEUBERGER BERMAN BD LLC located in New York, New York.
Jonah is registered as a RR (Registered Representative) and started their career in finance in 2022. Jonah has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonah Thomas Balsavage's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 4, 2024 - Present
NEUBERGER BERMAN BD LLC
Office #1: 1290 Avenue Of The Americas, New York, NY 10104August 22, 2022 - July 2, 2024
BOFA SECURITIES, INC.
Primary Firm SEC Registration
NEUBERGER BERMAN BD LLC
CRD#: 2908 / SEC#: 801-3908, 8-1068
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/4/2024)
Exams
Series 79TO
Date: 8/22/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
NEUBERGER BERMAN BD LLC
CRD#: 2908 / SEC#: 801-3908, 8-1068
Contact information
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 20 |
| Arbitration | 5 |
Red Flags
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