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Skylar Bork

GUGGENHEIM SECURITIES
RICHMOND, VA
·CRD# 7390029·4 years experience

Professional Summary

Skylar Bork, who also goes by Skylar Thomas Bork, is a registered financial advisor currently at GUGGENHEIM SECURITIES, LLC located in Richmond, Virginia. Skylar is registered as a RR (Registered Representative) and started their career in finance in 2022. Skylar has worked at 3 firms and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Skylar Thomas Bork

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years in the financial services industry

Current & Past Employments

GUGGENHEIM SECURITIES, LLC·CRD# 40638
BD
1021 E Cary St Suite 902, Richmond, VA 23219
December 11, 2025 - Present
MOELIS & COMPANY LLC·CRD# 145115
BD
New York, NY
October 16, 2023 - November 10, 2025
TRUIST SECURITIES, INC.·CRD# 6271
BD
New York, NY
August 22, 2022 - October 3, 2023

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Current Firm

GS
GUGGENHEIM SECURITIES, LLC

GUGGENHEIM CAPITAL MARKETS, LLC | LINKS SECURITIES LLC | LINKS SECURITIES INC. | GUGGENHEIM SECURITIES, LLC

CRD#: 40638 / SEC#: 8-49107
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

330 Madison Avenue, New York, NY 10017

Mailing Address

330 Madison Avenue 8th Floor, New York, NY 10017

Phone Number

(212) 518-9200

Established

Delaware since 01/29/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LINKS HOLDINGS, LLCMEMBER—
LOWERY WHILLE, TRACYCHIEF COMPLIANCE OFFICER2872693
MILLSTEIN, JAMES E.CO-CHARIMAN4270577
SCHWARTZ, ALAN DAVIDCO-CHAIRMAN416184
SCHWARTZ, ANDREW JONCHIEF FINANCIAL OFFICER5121914
SIRNA, KRISTINE MCHIEF OPERATIONS PRINCIPAL & PRINCIPAL OPERATIONS OFFICER5971785
TSOU, SUSANFINOP & PRINCIPAL FINANCIAL OFFICER6187001
VAN LITH, MARK ALANCHIEF EXECUTIVE OFFICER2263510

Disclosures

Regulatory Event

10

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Virginia
(12/11/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2022About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2024About the Series 7TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Aug 2022About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed May 2022About the SIE exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Skylar Bork's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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