SO
Sean J. O'brien
49 FINANCIAL
Houston, TX 77024
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CRD#: 7389837
SO
Professional summary
Sean Jackson O'brien, who also goes by Jackson O'brien, Sean Jackson Obrien, is a registered financial advisor currently at 49 FINANCIAL located in Houston, Texas.
Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Sean has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jackson O'brien | Sean Jackson Obrien
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Financial Independence Group - Insurance Agent ; Investment Related ; Located at 19520 W Catawba Ave #200, Cornelius NC 28031 ; Description of the business: Fixed Insurance; Start date: 2024-07-23; 10 Hours per month during trading hours; Percentage of total yearly compensation expected to be derived from the business: 15. 25 Giving - Contractor; Not Investment Related; 3711 S Mopac Expy, Ste. 150 Austin TX 78746; Duties: To refer nonprofits so they can help develop charitable plans for donors of nonprofits; Start date: 2025-03-12; 1 Hour per month devoted to business during trading hours; 1 Hour per month devoted to business outside trading hours; 2 Percent of total yearly compensation expected to be derived from the business; Contact person: Justin Lopez; Website address: 25giving.com.
CRS (Client Relationship Summary) - RIA
Click below to view Sean Jackson O'brien's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 24, 2023 - Present
49 FINANCIAL
Office #1: 820 Gessner Ste 1250, Houston, TX 77024RIA
CRD#: 319484
Houston, TX
Past
July 23, 2024 - December 17, 2024
OAKWOOD CAPITAL SECURITIES, INC.
BD
CRD#: 21000
Houston, TX
Past
June 28, 2021 - January 12, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Houston, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
49 FINANCIAL
49 FINANCIAL | GLADIATOR ADVISORS, LLC | 49 WEALTH MANAGEMENT, LLC
CRD#: 319484 / SEC#: 801-123687
RIA
Registered Investment Advisory firm - (9/8/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/24/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 6/26/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current Firm
49 FINANCIAL
49 FINANCIAL | GLADIATOR ADVISORS, LLC | 49 WEALTH MANAGEMENT, LLC
CRD#: 319484 / SEC#: 801-123687
RIA
Registered Investment Advisory firm - (9/8/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3711 S Mopac Expy Suite 150, Austin, TX 78746
Mailing Address
Phone number
(214) 563-1190
Established
Firm type
Fiscal year end
# of Employees
167
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,989 |
| AUM (Assets Under Management) | $ 871,379,407 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
