John N. Durante
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Noel Durante was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1970. John had worked at 5 firms and has passed the Series 3, Series 15 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 1993 - November 30, 1995
FINANCIAL SQUARE PARTNERS
November 21, 1985 - August 16, 2000
FERNANDEZ, BARTSCH & MIRRA
December 7, 1982 - August 26, 1983
DREXEL BURNHAM LAMBERT INCORPORATED
January 6, 1977 - August 25, 1980
DREXEL BURNHAM LAMBERT INCORPORATED
February 6, 1976 - January 6, 1977
DREXEL BURNHAM & CO. INCORPORATED
January 12, 1970 - February 6, 1976
DREXEL BURNHAM & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 11/17/1982
Foreign Currency Options ExaminationSeries 1
Date: 1/9/1970
Registered Representative ExaminationCurrent Firm
FINANCIAL SQUARE PARTNERS
CRD#: 1541 / SEC#: , 8-1682
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
