Steven H. Altman
Professional summary
Steven Harry Altman, who also goes by Steve Harry Altman, is a registered financial advisor currently at SHA ADVISORY located in Salt Lake City, Utah.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Steven has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Harry Altman's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2024 - Present
SHA ADVISORY
August 16, 2021 - June 30, 2022
PARK AVENUE SECURITIES LLC
July 12, 2021 - June 30, 2022
PARK AVENUE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/1/2024)
Exams
Series 7TO
Date: 7/11/2021
General Securities Representative ExaminationCurrent Firm
SHA ADVISORY
CRD#: 330626 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,500,000 |
Red Flags
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