TJ
Tanner R. Jackman
UNITED CAPITAL MANAGEMENT OF KANSAS
Olathe, KS 66062
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CRD#: 7388343
TJ
Professional summary
Tanner Rees Jackman is a registered financial advisor currently at UNITED CAPITAL MANAGEMENT OF KANSAS, INC. located in Olathe, Kansas.
Tanner is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Tanner has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) United Capital Insurance - 227 N. Santa Fe Salina, KS 67401 Nature of Business: Health & Life insurance license in order to conduct annuity business. Investment Related: Yes Business Position: Agent Business Duties: Only to have the ability to write annuity business Business Start Date:03/04/2022 Approximately one hour spent on this OBA monthly during market hours.
CRS (Client Relationship Summary) - RIA
Click below to view Tanner Rees Jackman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 30, 2021 - Present
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
Office #1: 706 N. Lindenwood Dr., Olathe, KS 66062RIA
CRD#: 157755
Olathe, KS
Past
April 9, 2022 - October 2, 2024
STONEX SECURITIES INC.
BD
CRD#: 18456
SALINA, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UC
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
CRD#: 157755 / SEC#: 801-80159
RIA
Registered Investment Advisory firm - (8/11/2014 Approved)Kansas
Registered Investment Advisory firm - (8/15/2014 Terminated)Texas
Registered Investment Advisory firm - (8/15/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(8/30/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/8/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
UC
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
CRD#: 157755 / SEC#: 801-80159
RIA
Registered Investment Advisory firm - (8/11/2014 Approved)Kansas
Registered Investment Advisory firm - (8/15/2014 Terminated)Texas
Registered Investment Advisory firm - (8/15/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
227 North Santa Fe, Salina, KS 67401
Mailing Address
Phone number
(785) 823-7900
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,837 |
| AUM (Assets Under Management) | $ 669,663,839 |
Red Flags
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Company Information
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
CRD#: 157755Olathe, KS 66062TRUST BUT VERIFY
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