AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JA

Jose Alvarez

HARVEST HORIZON WEALTH STRATEGIES
AMERY, WI 54001
Some features on this profile are disabled
CRD#: 7388017
JA

Professional summary

Jose Alvarez is a registered financial advisor currently at HARVEST HORIZON WEALTH STRATEGIES located in Amery, Wisconsin.

Jose is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Jose has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose Alvarez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 10, 2025 - Present

HARVEST HORIZON WEALTH STRATEGIES

Office #1: 228 Keller Ave N Suite 4, Amery, WI 54001
RIA
CRD#: 334859
AMERY, WI
Past

May 30, 2023 - March 14, 2025

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
Amery, WI
Past

May 30, 2023 - March 14, 2025

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
AMERY, WI
Past

May 18, 2022 - June 16, 2023

LPL FINANCIAL LLC

RIA
CRD#: 6413
Amery, WI
Past

May 18, 2022 - June 16, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
Amery, WI
Past

November 1, 2021 - May 18, 2022

CUNA BROKERAGE SERVICES, INC.

RIA
CRD#: 13941
Amery, WI
Past

September 1, 2021 - May 18, 2022

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
Amery, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Wisconsin
(3/10/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/18/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/31/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/1/2021
Securities Industry Essentials Examination

Current Firm

HH
HARVEST HORIZON WEALTH STRATEGIES
HARVEST HORIZON WEALTH STRATEGIES | HARVEST HORIZON WEALTH STRATEGIES LLC

CRD#: 334859 / SEC#:

Wisconsin
Registered Investment Advisory firm - (3/10/2025 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
228 Keller Ave N Suite 4, Amery, WI 54001
Mailing Address
Phone number
(715) 227-5207
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts78
AUM (Assets Under Management)$ 8,751,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HARVEST HORIZON WEALTH STRATEGIES

CRD#: 334859Amery, WI 54001

TRUST BUT VERIFY

Monitor Jose Alvarez

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Jamie Mittiga Powell
Jamie PowellAdvisorCheck Check Mark
CAPITAL ADVISORY SERVICES, LLC
IAR
RR
West Chester, OH
RA
Robert ArmendarizAdvisorCheck Check Mark
EAGLE STRATEGIES LLC
IAR
RR
SAN ANTONIO, TX
Thomas Howard Acerra Jr.
Thomas AcerraAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
RED BANK, NJ
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.