Jose Alvarez

HARVEST HORIZON WEALTH STRATEGIES

AMERY, WI 54001

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CRD#: 7388017

Professional summary

Jose Alvarez is a registered financial advisor currently at HARVEST HORIZON WEALTH STRATEGIES located in Amery, Wisconsin.

Jose is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Jose has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Business: Green Field Acres Address: 1430 50th St, Turtle Lake, WI, 54889, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/01/2020 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: purchase, raising, selling, transportation, and delivery of cattle and meat products from cattle; purchasing, inspecting, and delivering feed and supplies; maintenance and upkeep of ranch

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose Alvarez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 10, 2025 - Present

HARVEST HORIZON WEALTH STRATEGIES

Office #1: 228 Keller Ave N Suite 4, Amery, WI 54001

RIA

CRD#: 334859

AMERY, WI

Past

May 30, 2023 - March 14, 2025

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Amery, WI

Past

May 30, 2023 - March 14, 2025

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

AMERY, WI

Past

May 18, 2022 - June 16, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

Amery, WI

Past

May 18, 2022 - June 16, 2023

LPL FINANCIAL LLC

CRD#: 6413

Amery, WI

Past

November 1, 2021 - May 18, 2022

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

Amery, WI

Past

September 1, 2021 - May 18, 2022

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

Amery, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(3/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/18/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/31/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/1/2021

Securities Industry Essentials Examination

Current Firm

HARVEST HORIZON WEALTH STRATEGIES

HARVEST HORIZON WEALTH STRATEGIES | HARVEST HORIZON WEALTH STRATEGIES LLC

CRD#: 334859 / SEC#:

Wisconsin

Registered Investment Advisory firm - (3/10/2025 Approved)

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Contact information

Main Address

228 Keller Ave N Suite 4, Amery, WI 54001

Mailing Address

Phone number

(715) 227-5207

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	74
AUM (Assets Under Management)	$ 8,345,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jose Alvarez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose Alvarez's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARVEST HORIZON WEALTH STRATEGIES

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/18/2021

Series 7TO

Date: 8/31/2021

SIE

Date: 2/1/2021

Current Firm

HARVEST HORIZON WEALTH STRATEGIES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HARVEST HORIZON WEALTH STRATEGIES

TRUST BUT VERIFY

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