Cassidy J. Susi

SUCCESSION FINANCIAL

Quaker Hill, CT

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CRD#: 7387517

Professional summary

Cassidy Jean Susi, who also goes by Cassidy Susi, is a registered financial advisor currently at SUCCESSION FINANCIAL, INC located in Quaker Hill, Connecticut.

Cassidy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Cassidy has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cassidy Susi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cassidy Jean Susi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 27, 2025 - Present

SUCCESSION FINANCIAL, INC

RIA

CRD#: 336434

Quaker Hill, CT

Past

March 26, 2025 - February 3, 2026

WEALTHSTAR ADVISORS, LLC

RIA

CRD#: 164957

Quaker Hill, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUCCESSION FINANCIAL, INC

SUCCESSION FINANCIAL, INC | SUCCESSION FINANCIAL, INC.

CRD#: 336434 / SEC#: 801-133743

RIA

Registered Investment Advisory firm - (6/23/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(6/27/2025)

IAR

Texas
(6/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/6/2024

Uniform Investment Adviser Law Examination

Current Firm

SUCCESSION FINANCIAL, INC

SUCCESSION FINANCIAL, INC | SUCCESSION FINANCIAL, INC.

CRD#: 336434 / SEC#: 801-133743

RIA

Registered Investment Advisory firm - (6/23/2025 Approved)

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Contact information

Main Address

300 E. Davis Street Ste. 152, Mckinney, TX 75069

Mailing Address

Phone number

(214) 334-6261

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SF ADV PART 2A APPENDIX 1 - WRAP FEE PROGRAM (2/5/2026)

SF ADV PART 2A (2/5/2026)

Regulatory assets under management

Total Number of Accounts	174
AUM (Assets Under Management)	$ 210,297,733

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cassidy J. Susi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cassidy Jean Susi's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUCCESSION FINANCIAL, INC

WEALTHSTAR ADVISORS, LLC

Primary Firm SEC Registration

SUCCESSION FINANCIAL, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/6/2024

Current Firm

SUCCESSION FINANCIAL, INC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUCCESSION FINANCIAL, INC

TRUST BUT VERIFY

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