Cassidy J. Susi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cassidy Jean Susi, who also goes by Cassidy Susi, was a registered financial professional .
Cassidy is a previously registered financial professional and started their career in finance in 2025. Cassidy had worked at 2 firms and has passed the Series 65 exam.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2025 - July 16, 2026
SUCCESSION FINANCIAL, INC
March 26, 2025 - February 3, 2026
WEALTHSTAR ADVISORS, LLC
Primary Firm SEC Registration
SUCCESSION FINANCIAL, INC
CRD#: 336434 / SEC#: 801-133743
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
SUCCESSION FINANCIAL, INC
CRD#: 336434 / SEC#: 801-133743
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 174 |
| AUM (Assets Under Management) | $ 210,297,733 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
