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Charles W. Mitchell

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CRD#: 7387118
CM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Charles William Mitchell VIII, who also goes by Charles William Mitchell, Charlie Mitchell, was a registered financial professional .

Charles is a previously registered financial professional and started their career in finance in 2021. Charles had worked at 1 firm and has passed the Series 65, Series 3 and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Charles William Mitchell | Charlie Mitchell

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OPTIONS R US; INVESTMENT RELATED; 40 HUTCHINSON AVE, COLUMBUS, OH 43235; INVESTMENT HOLDING COMPANY; MANAGING PARTNER; JANUARY 1, 2021; 20 HOURS A MONTH, ALL DURING TRADING HOURS; ACTIVITY - TRADE IN THE ACCOUNT CHARLIE MITCHELL ENTERPRISES; NOT INVESTMENT RELATED; 40 HUTCHINSON AVENUE, COLUMBUS, OH 43235; E-COMMERCE COMPANY; CO-OWNER; JUNE 1, 2016; 10 HOURS A MONTH, 0 DURING TRADING HOURS

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 4, 2021 - December 31, 2022

VEGALYTICS WEALTH MANAGEMENT LLC

RIA
CRD#: 315140
COLUMBUS, OH

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 3/28/2021
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 3
Date: 5/6/2021
National Commodity Futures Examination
General Industry/Product Exam

Current Firm


VW
VEGALYTICS WEALTH MANAGEMENT LLC
VEGALYTICS WEALTH MANAGEMENT LLC

CRD#: 315140 / SEC#:

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Contact information


Main Address
Columbus, OH
Mailing Address
Phone number
(614) 725-9599
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV
0

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VEGALYTICS WEALTH MANAGEMENT LLC

CRD#: 315140

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